Use of Arrest and Conviction Records by Iowa Employers

Iowa has issued a guide for employers covering the use of criminal records, but has no law on the subject.

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For the estimated one in four Americans with a criminal record, job hunting can be difficult. Surveys consistently show that a majority of employers –92%, according to one survey – perform criminal background checks when hiring, at least for certain positions. If your check reveals arrests or convictions, you might find it tough to compete in the job market.

However, there are some legal protections for job seekers with criminal records. Federal and state laws place some limits on how employers can use these records in making job decisions. Iowa has not legislated in this area, but it does provide some interviewing guidance to help employers avoid discrimination when considering arrests and convictions.

Federal Protections

There are two federal laws that provide some protection to applicants with criminal records.

The Fair Credit Reporting Act: Inaccurate Records

The Fair Credit Reporting Act (FCRA) addresses the problem of records that are inaccurate or incomplete. Criminal background checks may include errors, such as information on convictions that have been expunged, misclassification of crimes, multiple listings of the same offense, incomplete information (for example, failing to report that the person was exonerated of a crime or that charges were dropped), and even records that belong to another person with the same name.

The FCRA imposes obligations both on employers who request criminal background checks and on the firms that provide them. Employers must:

  • Get the applicant’s written consent before requesting a check.
  • Notify the applicant if the employer plans to screen him or her out based on the contents of the report. In this situation, the employer must also give the applicant a copy of the report.
  • Tell the applicant once the employer makes a final decision not to consider the applicant based on the report.

Firms that provide background checks must take reasonable steps to make sure that the information they provide is current and accurate. If you dispute what’s in the report, the agency must conduct a reasonable investigation. If the investigation reveals that the report was incorrect, the agency must inform you and any other person or company to whom it has provided the report.

Title VII: Discrimination Based on Criminal Records

Title VII of the Civil Rights Act of 1964 protects applicants and employees from discrimination in every aspect of employment, including screening practices and hiring. Because arrest and incarceration rates are so much higher for African Americans and Latinos, an employer that adopts a blanket policy of excluding all applicants with a criminal record might be guilty of race discrimination.

The Equal Employment Opportunity Commission (EEOC) has issued guidance for employers, explaining how they can screen out applicants who criminal records pose an unreasonable risk without discriminating. In deciding whether a particular offense should be disqualifying, employers must consider:

  • the nature and gravity of the criminal offense or conduct
  • how much time has passed since the offense or sentence, and
  • the nature of the job (including where it is performed, how much supervision and interaction with others the employee will have, and so on).

And, the EEOC has said that employers should give applicants with a record an opportunity to explain the circumstances and provide mitigating information showing that the employee should not be excluded based on the offense.

Iowa Guidance for Employers

Some states have passed laws restricting how employers may use an applicant’s criminal record in making job decisions. Some states prohibit employers from asking about arrest records or records that have been sealed or expunged. Some states require employers to consider whether the offense bears a reasonable relationship to the job. Some states prohibit employers from considering older offenses. And, some states provide guidance to employers on what they should and should not ask about criminal records in interviews.

Iowa has not law that explicitly addresses the use of criminal records in making employment decisions. However, the Iowa Workforce Development Department has issued a “Successful Interview Guide” for employers, which addresses the issue.

According to the Guide, arrest records alone “cannot be used to routinely exclude persons from employment,” because of the possibility that such a policy would result in race discrimination. The Guide states that disqualifying someone based on an arrest record is justified only if it appears that the person actually engaged in the conduct leading to the arrest, that conduct is job-related, and the incident is relatively recent.

The Guide states, relying on the EEOC Guidance discussed above, that blanket policies excluding anyone with a conviction “can seldom be justified.” If an employer’s application asks about convictions, it should also state that the effect of a conviction on the applicant’s job prospects depends on the nature of the offense, the nature of the job, and how much time has passed since the applicant’s conviction and incarceration.

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