After five years of consecutive use from the date of federal
registration, a trademark may be declared incontestable. An incontestable mark is
immune from challenge except if it has become the generic term for the goods or
abandoned for nonuse, or if the registration was acquired under fraudulent
conditions. In order to achieve incontestability, a Declaration of
Incontestability must be filed containing the requirements as provided in
Section 15 of the Lanham Act. (15 United States Code, Section 1065.) This
should be done sometime between the fifth and sixth anniversaries of a federal
trademark registration.
A Section 15 Declaration is not required
A Section 15 Declaration is not necessary for maintaining
ownership or rights under trademark law, and the failure to file the
declaration does not result in the loss of any rights. However, the filing of
the Section 15 Declaration is recommended because it expands trademark rights
by making it more difficult to challenge the mark. A Section 15 Declaration
form can be filled out and filed online at the U.S. Patent and Trademark Office
(USPTO) website (www.uspto.gov). The Section 8 Declaration and Section 15
Declaration can be combined into one declaration, and a copy of this combined
declaration can be filed online at the USPTO website (as described below).
What does incontestable mean?
When a mark has been in continuous use for five years after
being placed on the Principal Register, it may be classified as incontestable,
or immune from legal challenge. (37 United States Code, Section 1065.) Because
of the fact that incontestability can be challenged on several grounds, the
term “incontestable” really means “somewhat difficult to contest,” (as
explained in more detail below).
A trademark owner seeking to make its mark incontestable
must be able to demonstrate all of the following:
- No final
legal decision has issued against the mark.
- No challenge
to the mark is pending.
- A Section 15
Declaration describing the mark’s use was filed on a timely basis.
- The mark is
not and has not become generic.
In essence, achieving “incontestability status” conclusively
establishes ownership of the mark for the uses specified in the Declaration.
Learn more about Different Types of Trademarks.
When does the issue arise?
The issue of whether a mark is incontestable usually arises
in a lawsuit for infringement where the party being sued attempts to defend by
challenging the validity of the plaintiff’s mark. If the plaintiff can
establish that the mark is incontestable, the mark will be presumed valid
unless the defendant can establish one or more of the following:
- The registration or the incontestable right to
use the mark was obtained by fraud.
- The registrant has abandoned the mark.
- The mark is used to misrepresent the source of
its goods or services (for instance, use of the mark involves palming off).
- The infringing mark is an individual’s name used
in his or her own business, or is otherwise prohibited or reserved under the
Lanham Act.
- The infringing mark was used in commerce
first—before the incontestable mark’s registration.
- The infringing mark was registered first.
- The mark is being used to violate the antitrust
laws of the United States.
Even though an incontestable mark can still be challenged on
these grounds, it is safe from attack on the otherwise common ground that it
lacks distinctiveness. Thus, when Park ’N Fly, Inc. sued Dollar Park and Fly,
Inc. for trademark infringement, the U.S. Supreme Court ruled that because the
Park ’N Fly mark had obtained incontestability status, Dollar Park and Fly,
Inc. could not allege as a defense that its rival’s mark is actually
descriptive. (Park'N Fly v. Dollar Park
and Fly 469 U.S. 189 (1985)).
How do you complete the Declaration?
- Visit the USPTO site and navigate to “Registration
Maintenance/Renewal/Correction Forms”.
- Choose 2. Declaration of Incontestability of a Mark
Under Section 15 (unless you plan on filing a combination declaration
including Section 8).
- You must supply your registration number, then
answer questions as to who is filing the declaration
- You must provide information as to the entity
that owns the mark
- You must execute the declaration affirming incontestability
(see above).
- You must provide electronic signature
- You must pay for filing.