John E. Lawlor

John E. Lawlor

Investors are used to taking risks, it comes with the territory, but recent events have been a wake up call for investors to take a critical look at brokerage account activity.

Firm Overview

John E. Lawlor, Esq. is an attorney whose practice is dedicated solely to securities litigation which we handle in both federal and state court; FINRA arbitrations which are handled nationwide; FINRA investigations and enforcement actions; SEC investigations and actions; and state regulatory matters.

Mr. Lawlor has more than 25 years experience handling securities litigation and arbitration and has been personally involved in actions before all the major self-regulatory organizations.

John E. Lawlor, Esq. has the experience and expertise to get results.
Main Office
Main Office
129 Third St.
Mineola  NY  11501
Phone
  • 516-248-7700
Websites
Securities
The law office of John E. Lawlor will represent your securities legal matters.
The law office of John E. Lawlor will represent your securities legal matters.

John Lawlor

Born: Brooklyn, New York, August 2, 1958

College: State University of New York at Stony Brook, B.A., 1981

Law School: Catholic University of America, J.D., 1984

Membership: New York State Bar Associations.

Practice Areas: Securities Litigation and Arbitration; Securities Regulation and Compliance; Commercial Litigation; Business Law

Admission: 1985, New York and U.S. District Court, Southern and Eastern Districts of New York; U.S. Court of Appeals, Second Circuit; U.S. Supreme Court

Biography:
John E. Lawlor, Esq. is an attorney whose practice is limited to securities arbitration and litigation; FINRA investigations and enforcement actions, SEC investigations and actions, and state regulatory matters.

A graduate of the State University of New York Stony Brook, Mr. Lawlor received his law degree from the Catholic University of America in 1984. He is admitted to practice in the courts of the State of New York, the U.S. District Courts for the Southern and Eastern Districts of New York, the Second Circuit Court of Appeals and the U.S. Supreme Court.

Mr. Lawlor was formerly in house counsel with a number of brokerage firms where his responsibilities included creation and organization of the broker-dealer, including establishing compliance and operational guidelines for institutional government securities firm and retail equity business; prosecution and defense of a variety of litigated claims; regulatory compliance, including financial reporting and record keeping; broker training with respect to options sales practices and regulations and margin compliance; and has acted underwriter's counsel with respect to numerous public offerings of securities. Mr. Lawlor has previously held the following securities licenses: Series 4, Series 7, Series 24, Series 27, Series 53, and Series 63.

In addition, Mr. Lawlor has authored a number of chapters and has been a speaker at various Continuing Legal Education Programs designed for attorneys relating to the securities arbitration process including seminars conducted by the New York State Bar Association, Practicing Law Institute and New York County Bar Association. He is a member of the New York State Bar
Education
  • Catholic University of America
    Juris Doctorate
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